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Financial Regulation

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553-576

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Total: 2032 results
Article etc.
"Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Publication：Kinyu Homu Jijo
No.2165
Daisuke Oda
Mana Watanabe
Yuta Miyamoto
Article etc.
"Practical Q&A on the Companies Act Part 53: Effectiveness of the Exercise of Voting Rights Through Voting Forms of Shareholders Who Submitted a General Proxy that Solely Relates to a Procedural Motion"
Publication：Commercial Law Review
No.2267
Shuhei Uchida
Article etc.
"Seminar on the New and Amended Companies Act: Examination of the 2014 and 2019 Amendments to the Companies Act - Shareholders Meetings of Corporate Groups, etc. (1)"
Publication：Jurist
No.1560
Minoru Sawaguchi
Article etc.
"Virtual Shareholders' Meetings"
Publication：Monthly Registration Information
No.716
Naoki Shiraiwa
Article etc.
"Classification and Analysis of Measures for Preventing Recurrence of Fraud and Wrongdoing (Part 12; Final): Training for and Deployment of Human Resources"
Publication：File Version/Shojihomu
No.447
Hiroshi Yamauchi
Article etc.
"ESG and Commercial Law (Supplement): ESG Activism at Exxon Mobil and Lessons Learned"
Publication：Commercial Law Review
No.2265
Ryo Chikasawa
Article etc.
"Outline of the Revised Act on Strengthening Industrial Competitiveness and Effect on Business Practice - Focusing on Venture Support, Facilitation of Business Turnaround, and Perpetuation of the Regulatory Sandbox"
Publication：Business Houmu
Vol.21 No.6
Masakazu Masujima
Dai Katagiri
Toshiki Hitaka
Book
"Practical Issues of the Corporation Act New Series 4: Preparatory Work for Shareholders' Meeting and How to Organize Proceedings [5th ed.]"
Takashi Miyatani
Takeshi Okuyama
Article etc.
"Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
Publication：Kinyu Homu Jijo
No.2163
Daisuke Oda
Mana Watanabe
Yuta Miyamoto
Article etc.
"Liability of Lead Managing Underwriter for False Statements in Securities Registration Statement."
Publication：Accounting
Vol.73 No.6
Tetsuya Tamura
Article etc.
"Practice Guides Japan M&A - Corporate Governance Issues around M&A in Japan"
Publication：Practice Guides Japan M&A
Hiroshi Yamauchi
Daiki Ishikawa
Aritsune Miyoda
Hiroko Kasama
Article etc.
"Instruction for Security Token Offering of Tokenized Debt or Stock"
Publication：Nikkei FinTech
May 2021
Masayuki Ishibashi
Katsuya Terai
Article etc.
"Seminar on the New and Amended Companies Act: Examination of the 2014 and 2019 Amendments to the Companies Act - Internal Control of Corporate Groups, etc."
Publication：Jurist
No.1559
Minoru Sawaguchi
Article etc.
"Establishment and Operation of Whistleblowing Systems Based on the Amendment to the Whistleblower Protection Act - In Light of the Draft Guidelines Published by Consumer Affairs Agency in April 2021"
Publication：File Version/Shojihomu
No.446
Toru Yamada
Ryosuke Nishimoto
Atsuki Okuda
Article etc.
"Classification and Analysis of Measures for Preventing Recurrence of Fraud and Wrongdoing (Part 11): Financial Accounting"
Publication：File Version/Shojihomu
No.446
Minoru Sawaguchi
Yumi Kanamaru
Akira Tanokuchi
Article etc.
"Final Check Points for Companies Conducting Hybrid Virtual Shareholders' Meetings"
Publication：Business Houmu
July 2021
Ryo Chikasawa
Book
"Practical Issues of the Corporation Act New Series 1: Preparation of Articles of Incorporation and Other Internal Rules (4 ed.)"
Soichiro Fujiwara
Takane Hori
Yusuke Kobayashi
Article etc.
"Essential Points for Management of Overseas Legal Risks"
Publication：Junkan Keirijouhou
No.1611
Hideaki Umetsu
Dai Katagiri
Ryo Kawabata
Aritsune Miyoda
Book
"A Systematic Look at the Issues: the Companies Act 5. Company Bonds, Reorganization I (2nd edition)"
Seiichi Okazaki
Kensuke Ambe
Yusuke Ishii
Yo Uraoka
Rintaro Shinohara
Hiromi Hayashi
Shuhei Kubota
Makoto Sakai
Hideki Ben
Article etc.
"Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"
Publication：Kinyu Homu Jijo
No.2161
Daisuke Oda
Mana Watanabe
Article etc.
"The Financial Technology Law Review Fourth Edition - Japan Chapter"
Publication：The Financial Technology Law Review
Fourth Edition
Atsushi Okada
Takane Hori
Takahiro Iijima
Article etc.
"Special Feature: Japanese Financial Platformer (Interview) - Regulations on Platforms and Future of Financial Businesses"
Publication：Weekly Kinzai
No.3400
Masakazu Masujima
Article etc.
"Getting the Deal Through - Risk & Compliance Management 2021 - Japan Chapter"
Publication：Getting the Deal Through - Risk & Compliance Management 2021
Yasuhiko Fujitsu
Hideaki Umetsu
Suguru Miyata
Aritsune Miyoda
Chihiro Tsukada
Article etc.
"The Amended Companies Act of 2019 (3): Drafters' Commentary on Ministerial Ordinance, Comparison Table Before and After Amendment to the Ministerial Ordinance, Public Comments, and Practical Responses Q&A"
Publication：Shojihomu: Supplemental Issue
No.461
Kunihiro Watanabe
Hideki Ben
Noriaki Wakabayashi

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