Publications
Publications authored by the firm's lawyers and professionals, covering everything from fundamentals of law and legal practice to recommendations regarding future approaches
374 results
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Financial Regulation
Securities
169-192
/Total: 374 results
Article etc.
"Global Compliance of the Financial Institution"
Publication：The Financial and Business Law Precedents
No.1586 (Special Issue)
No.1586 (Special Issue)
Article etc.
"Analyzing Disclosure of Board of Company Auditors' Activities in Securities Reports - Focusing on Companies that Made Disclosure Earlier Than Other Companies"
Publication：Monthly Audit & Supervisory Board Member
No.705
No.705
Article etc.
"Importance of Information Banks and Potential for Financial Institutions to Operate as Information Banks - Including Relationships with FinTech and InsurTech"
Publication：Kinyu Homu Jijo
No.2131
No.2131
Article etc.
"What is a Personal Data Trust Bank?"
Publication：Monthly Audit & Supervisory Board Member
No.705
No.705
Article etc.
"Legal Issues and Practical Responses concerning Expanded Disclosure Requirements for Non-financial Information"
Publication：Commercial Law Review
No.2218
No.2218
Article etc.
"Crowdfunding Diversification and Development to Maturity (Part 3) - Practical Changes and New Issues for Fintech due to Law Revisions"
Publication：NBL
No.1160
No.1160
Article etc.
"Recent Developments in Chinese Laws (236): China's FinTech Development Plan (2019-2021)"
Publication：Journal of the Japanese Institute of International Business Law
Vol.47 No.12
Vol.47 No.12
Article etc.
"Special Study: Current Status of, and Issues in, the Sale of Foreign Currency-Denominated Insurance Products by Financial Institutions - Including Efforts to Establish Sales Qualifications"
Publication：Ginko Jitsumu
Vol.49 No.12
Vol.49 No.12
Article etc.
"The internal audit function in Shinkin Banks"
Publication：Monthly Shinkin Banks
Vol.73 No.11
Vol.73 No.11
Article etc.
"Outline of Financial Administration Policies and Recent Trends in Revision of Financial Regulatory Acts"
Publication：Accounting & Auditing Journal
Vol.31 No.11
Vol.31 No.11
Article etc.
"Regulation Forefront: Securities - Trends in Securities Monitoring and Changes in Monitoring Methods"
Publication：The Finance
Article etc.
"Summary of Cabinet Orders, Cabinet Office Ordinances, and Other Regulations Relating to Disclosure System"
Publication：Commercial Law Review
No.2205
No.2205
Article etc.
"Outline of Partial Revision to the Financial Instruments and Exchange Act - New Transactions Using Crypto-Assets and Handling Unfair Acts"
Publication：Commercial Law Review
No.2204
No.2204
Article etc.
"Diversified Payment Instruments and Payment Service Providers and Horizontal Legislation Across Relevant Laws and Regulations"
Publication：The Financial and Business Law Precedents
No.1569
No.1569
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