Publications
Publications authored by the firm's lawyers and professionals, covering everything from fundamentals of law and legal practice to recommendations regarding future approaches
374 results
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Financial Regulation
Securities
193-216
/Total: 374 results
Article etc.
"Customer-oriented business conduct: Tackling dialogue with regulators on sustainable business models"
Publication：REGULATIONS
June 2019 vol.17
June 2019 vol.17
Article etc.
"The Financial Technology Law Review Second Edition - Japan Chapter"
Publication：The Financial Technology Law Review
Second Edition
Second Edition
Article etc.
"Public Notice of Revision to the Capital Requirements Framework for Securitization Products"
Publication：Weekly Kinzai
No.3307
No.3307
Article etc.
"Practical Approach to the Development of Internal Rules Regarding Fair Disclosure"
Publication：Monthly Audit & Supervisory Board Member
No.693
No.693
Article etc.
"The Legal 500: Banking & Finance 2nd Edition Country Comparative Guide - Japan Chapter"
Publication：The In-House Lawyer
Article etc.
"JFSA's Supervisory Approaches to Compliance Risk Management: Expansion of Scope and Changes in Quality for Compliance Risk Management"
Publication：Weekly Kinzai
No.3290
No.3290
Article etc.
"Corporate Finance with Third Party Allotment of Stock Acquisition Rights"
Publication：Junkan Keirijouhou
No.1533
No.1533
Article etc.
"Trends in Practical Responses to the Fair Disclosure Rules: Development of Internal Rules and Practical Handling of Investor Relations"
Publication：Commercial Law Review
No.2185
No.2185
Article etc.
"Revisions to Regulations Regarding Holidays and Joint Branches in Response to the Changing Financial Environment"
Publication：Weekly Kinzai
No.3284
No.3284
Article etc.
""Common KPIs" and Customer-Centered Sales Activities of Investment Trusts"
Publication：REGULATIONS
Vol.14
Vol.14
Article etc.
"Currently Required Measures for Anti-Money Laundering and Combating the Financing of Terrorism (vol. 3): Securities Industry"
Publication：Weekly Kinzai
No.3275
No.3275
Article etc.
"Japan: Legal landscape for Islamic finance"
Publication：Islamic Finance News
Volume 15 Issue 33
Volume 15 Issue 33
Article etc.
"Customer information and FinTech businesses – Open API-based payment services, blockchains and the protection of personal information"
Publication：Kinyu Homu Jijo
No.2095
No.2095
Article etc.
"The Leading Edge of Virtual Currencies"
Publication：TAXATION BUSINESS REVIEW
Vol.66 No.7
Vol.66 No.7
Article etc.
"The Financial Technology Law Review Edition 1 - Japan Chapter"
Publication：The Financial Technology Law Review Edition 1
Article etc.
"Trends in InsurTech and Regulations and Customary Practices that Need Reforms"
Publication：Weekly Kinzai
No.3265
No.3265
Article etc.
"ABCs of Virtual Currency - key issues that tax experts should note"
Publication：TAXATION BUSINESS REVIEW
Vol.66 No.7
Vol.66 No.7
Article etc.
"Practical Treatment Interpreted from Fair Disclosure Rule Guidelines - Based on Guidelines and Public Comments"
Publication：Disclosure & IR
May 2018（Vol.5）
May 2018（Vol.5）
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