Mori Hamada provides practical support for compliance with the complex and wide-ranging regulations related to financial instruments businesses, including everything from examining laws and regulations to negotiating with authorities. We possess a thorough understanding of how regulatory authorities operate in practice, gained through our participation in public councils and other local government bodies involved in the enactment and revision of laws and regulations, as well as through our ongoing dialogue with regulatory authorities in Japan.
Additionally, a number of our lawyers have experience working with those authorities, such as the Financial Services Agency and the Securities and Exchange Surveillance Commission. This enables us to provide advice that considers both contingency and enforcement situations.
Securities
We offer optimal support, drawing on a wealth of accumulated knowledge to resolve wide-ranging legal issues related to the diversifying field of securities services.
Related Topics
Past
January 25, 2024 (Thu) 3:00～4:00"Reforms of Tender Offer Regulations and Large Shareholding Reporting System and Practical Implications"External Seminars
Past
December 14, 2023 (Thu) 3:00～4:00"Issues Concerning Reform of Large Shareholding Reporting System: Latest Discussions and Practical Implications"External Seminars
Past
Past
Inquiries about Securities
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